| Course Description: |
| Federal Money Laundering Regulation |
Steven Mark Levy
40
Finance
Basic
None
Self-Study
Textbook / 3 Ring Binder
40
Finance
Basic
None
Self-Study
Textbook / 3 Ring Binder
Federal Money Laundering Regulation: Banking, Corporate and
Securities Compliance is a comprehensive guide to understanding
and complying with all U.S. legislation and regulatory
requirements governing money laundering. Carefully written and
well-organized, this book is the most authoritative but practical
publication available in this subject area. Users of the book
include banks, credit unions, securities broker-dealers, casinos,
money services businesses, futures commission merchants,
mutual funds, insurance companies and other financial institutions
and their legal counsel, as well as regulatory and law enforcement
agencies, the criminal bar, public accountants, and federal and
state courts. The easy-to-use looseleaf format allows you to keep
the volume up to date as annual supplements are issued. The
current volume has approximately 1100 pages, organized in 27
chapters.
Part I: Background and Regulatory Framework
Part II: Recordkeeping and Reporting
Part III: Compliance Programs and Information Sharing
Part IV: Money Laundering Crimes
Part V: Forfeiture of Assets
Part VI: State and International Measures
Securities Compliance is a comprehensive guide to understanding
and complying with all U.S. legislation and regulatory
requirements governing money laundering. Carefully written and
well-organized, this book is the most authoritative but practical
publication available in this subject area. Users of the book
include banks, credit unions, securities broker-dealers, casinos,
money services businesses, futures commission merchants,
mutual funds, insurance companies and other financial institutions
and their legal counsel, as well as regulatory and law enforcement
agencies, the criminal bar, public accountants, and federal and
state courts. The easy-to-use looseleaf format allows you to keep
the volume up to date as annual supplements are issued. The
current volume has approximately 1100 pages, organized in 27
chapters.
Part I: Background and Regulatory Framework
Part II: Recordkeeping and Reporting
Part III: Compliance Programs and Information Sharing
Part IV: Money Laundering Crimes
Part V: Forfeiture of Assets
Part VI: State and International Measures
| Author: CPE Credits: Field of Study(s): Experience Level: Prerequisites: Delivery Method: Course Format: |
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